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Financial Advisor - Independent/1099 - White Oak, PA Job

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Date: Mar 27, 2015

Location: White Oak, PA, US

Work Location: White Oak, Pennsylvania, United States

CUNA Mutual Group/CUNA Brokerage Services, Inc., is seeking to partner with an independent advisor to provide financial planning services to the members of a Los Angeles, California Credit Union. This is a 1099 situation.


Present a professional image from a personal and professional level that will be beneficial to customers, credit union partnerships and the Company.

Cultivate strong working relationships and build trust among customers through effectively working your book of business.

Follow a professional, broad based sales process in accordance with the Company’s procedures.

Follow regulatory securities requirements and strictly adhere to all Company policies.

Follow regulatory policies and procedures of ethical market conduct. Conduct business according to high standards of honesty, fairness, and integrity and render service to customers in a professional manner.

Follow the Company and regulatory guidelines for maintaining client files.

Meet or exceed the Company’s minimum program production standards along with a product mix of business consistent with the needs of your customers.

Attend all required training along with additional opportunities to attend informational meetings scheduled by the Company.

Three to five years of proven financial services sales success experience.

Minimum production history of $200,000 annually over the last three years and preferably client assets of at least $15 million.

FINRA Registration: Series 7, 63 and 65/66.

Life/Health License(s).

Commitment to Total Needs Bases Sales approach.

Ability to transfer book of business/assets to CUNA Brokerage Services, Inc.


Experience Level: 3-5 years
Area of Interest(s): Brokerage, Investment
Type of Job: Full Time
Job ID: CAW20131203-39891

Nearest Major Market: Pittsburgh
Job Segment: Financial, Law, Financial Advisor, Financial Planner, Financial Sales, Finance, Legal, Sales

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